STAR ISC Market Abuse is a business solution dedicated to the detection, analysis and reporting of market abuses for Compliance and Internal Control Managers and Investment Services Managers. The solution enables them to understand the associated regulatory risks and thus constitutes a valuable tool for managing their activities.
STAR ISC Market Abuse is dedicated to all financial institutions and is based on the regulations and French, European and international standards for market abuses, including the Directive 2003/6/EC of January 28, 2003 on market abuses and its implementing regulations as well as in France, the AMAFI-FBF May 2012 Guide on the implementation of procedures for reporting suspected market abuses.
STAR ISC Market Abuse is a solution:
STAR ISC Market Abuse automates the compliance control of all transactions on financial instruments via the dynamic generation of alerts. The rules setting features can have them evolve and be created according to internal methodologies and regulatory requirements. Thanks to a powerful repository, the solution seamlessly centralizes data from different source systems. It can also generate operations and decision making reports as well as reports of the anomalies detected through the access to the transaction traceability.
STAR Market Abuse ISC offers financial institutions the ability to:
STAR Investment Services Compliance (ISC) is for various stakeholders: brokers, corporate portfolio management, UCITS depositaries, commercial banking, private banking, investment banking etc.
Its various modules dedicated to different issues and referring to various regulations enable to manage the risks of non-compliance related to investment services on financial instruments such as receiving and transmitting orders for third parties, the execution of orders on behalf of third parties, proprietary trading, portfolio management for third parties, underwriting, placement, account management – conservation, compensation etc.